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4900 Woodway Drive Suite 1150, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1997-10-17 |
Branch Locations
4900 Woodway Drive Suite 1150, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ascension Capital Advisors, Inc. | Houston | TX | 04/1997 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2010 | 02/2019 |
1) PAUL B. THOMPSON IS A LICENSED INSURANCE AGENT. He HAS SOME CLIENTS INQUIRE ABOUT LIFE INSURANCE & FIXED ANNUITIES. THIS IS PROVIDED FOR IN OUR OFFICES LISTED ABOVE. USUAL AMOUNT OF TIME PER MONTH IS 3-5 HOURS. 2) PAUL B. THOMPSON PROVIDED BOOKKEEPING SERVICES FOR HIS FAMILIES INTEREST. THIS IS AN OIL & GAS RELATED ENTITY. 3) LARCHMONT PARTNERS - PAUL B. THOMPSON IS ALSO A PARTNER WITH HIS BROTHER WHEREAS THEY HAVE INTEREST IN GENERAL SECURITIES & OIL & GAS PARTNERSHIP THROUGH A FAMILY PARTNERSHIP; START DATE: 9/30/07 4) The Lorraine and Jeannette Clift George Charitable Foundation. Not Investment Related. 1400 Post Oak Blvd, Suite 950, Houston, TX 77056. Charitable Foundation. Trustee. 02/2018. 3-5 Hrs/Mo; 0 During Trading Hours. Assist Organization in Establishing Policies and Procedures for a Foundation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-18 |
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