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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-11-29 |
| NJ | RA | APPROVED | 2002-07-31 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
2/1/2000-present, Partner, Healthcare Business Planning Group, LLC, market various services to physicians, 522 Hwy 9 North, Manalapan, NJ 07726, 5 hrs/month, $0 comp; 01/01/2000, Owner, rental property, 64 Brinckerhoff Ave, Freehold, NJ, 1 hr/month, $30000 annual comp.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-09 |
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