Peter Eugene Black

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-02-17
TX	RA	APPROVED	2023-02-17

NJ RA
APPROVED

Since 2023-02-17
TX RA
APPROVED

Since 2023-02-17

Branch Locations

Princeton, NJ • United States

100 Overlook Center Suite 303, Princeton, NJ 08540 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Lawrenceville	NJ	11/2011	02/2023
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	02/2023
Ubs Financial Services Inc.	Princeton	NJ	02/2023	Present

11/2011 → 02/2023

Morgan Stanley Smith Barney

Lawrenceville, NJ
01/2015 → 02/2023

Morgan Stanley Private Bank, National Association

New York, NY
02/2023 → Present

Ubs Financial Services Inc.

Princeton, NJ

Previous Registrations

2011-11-17 → 2023-03-07

Morgan Stanley

Lawrenceville, NJ
1998-06-09 → 2011-11-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ

Wayne, NJ

Other Businesses

1. Name of Business: Greenberg Family Trusts./ Address: 23 Dana Road West Caldwell New Jersey United States07006./ Investment Related: No./Nature: Wealth management./ Role: Make and monitor investments./ Start Date: 5/16/2005. 2. Name of Business: Estate of Charles Marchica./ Address: 78 Haussler Terrace Clifton New Jersey United States 07013./ Investment Related: Yes./ Nature: Settle the estate of Charles Marchica./ Role: Advisor or advisory group member if advice given may influence an officer/board./Duty: Settle the estate of Charles Marchica./ Start Date: 9/1/2023./ Hours Devoted: N/A. 3. E.M. Estate and Trust, New Jersey, Trust, Individual investment portfolio consisting of equities, fixed income, structured notes, cash and residential real estate.Investment account for client, I am a successor trustee to E.M., the current grantor and trustee. I am also her Executor; settle her estate; manage the portfolio consisting of equities, fixed income, structured notes and cash for E.M. in the case that she becomes incapacitated, Start date - 5/1/2023.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-08-12
S63	Uniform Securities Agent State Law Examination	1985-09-16

S65 Uniform Investment Adviser Law Examination

2008-08-12
S63 Uniform Securities Agent State Law Examination

1985-09-16

View on SEC IAPD