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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-04-14
FL RA APPROVED 2024-08-13
KY RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • IN RA
    APPROVED
    Since 2026-04-14
  • FL RA
    APPROVED
    Since 2024-08-13
  • KY RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Louisville KY 03/1989 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
Previous Registrations
  • 2004-01-06 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
Other Businesses

1)138 E SPRING ST LLC, NON-INVEST RELATED, MEMBER OF LLC THAT OWNS RENTAL PPTY, 1/2010, 10 MINUTES/MONTH AND 0 HRS DURING TRADING, DUTIES INCLUDE DEPOSIT RENTAL INCOME, PAY BILLS, AND PROVIDE INFO TO CPA. 2)415 BANK ST LLC, NON-INVEST RELATED, MEMBER OF LLC THAT OWNS RENTAL PPTY, 1/2008, 10 MINUTES/MONTH AND 0 HRS DURING TRADING, DUTIES INCLUDE DEPOSIT RENTAL INCOME, PAY BILLS, AND PROVIDE INFO TO CPA. 3)132 & 134 MARKET ST LLC, NON-INVEST RELATED, MEMBER OF LLC THAT OWNS RENTAL PPTY, 1/2008, 10 MINUTES/MONTH AND 0 HRS DURING TRADING, DUTIES INCLUDE DEPOSIT RENTAL INCOME, PAY BILLS, AND PROVIDE INFO TO CPA. 4)44 WEST 5TH ST LLC, NON-INVEST RELATED, MEMBER OF LLC THAT OWNS RENTAL PPTY, 1/2010, 10 MINUTES/MONTH AND 0 HRS DURING TRADING, DUTIES INCLUDE DEPOSIT RENTAL INCOME, PAY BILLS, AND PROVIDE INFO TO CPA. 6)234 PEARL ST LLC, LLC THAT OWNS PROPERTY, COLLECT AND DEPOSIT RENT, PAY BILLS, 1 HR/MO, 0 HRS/MO TRADING HOURS. 7)311 E MAIN ST LLC, LLC OWNS RENTAL PROPERTY, COLLECT RENT AND PAY BILLS, 1 HR/MO, O HRS/MO TRADING HOURS. 8)RESCH MAIN STREET PROPERTIES LLC, MEMBER, COLLECT RENTS AND PAY BILLS, 1 HR/MO, O HRS/MO TRADING HOURS. 9) RESCH PROPERTIES LLC, MEMBER, COLLECT RENTS AND PAY BILLS, 1 HR/MO, O HRS/MO TRADING HOURS. 10) 115 E CHESTNUT STREET PROPERTY LLC, START DATE 12/01/2017, MEMBER OF LLC, OWNS AND LEASES RENTAL PROPERTY, DEPOSIT RENTAL CHECKS, PAY BILLS, PROVIDE CPA INFO, 1 HR/MO, O HRS/MO TRADING. 11) 324 EAST MAIN STREET LLC, START DATE 01/01/2016, MEMBER OF LLC THAT OWNS RENTAL PROPERTY, 1 HR/MO, 0 HRS/MO TRADING. 114 E Market Street, Member of LLC set up to purchase rental property, collect rent and deposit checks, start date 01/24/2017, 1 hr/mo, 0 hrs/mo trading. 123 E Market Street, Member of LLC set up to purchase rental property, collect rent adn deposit checks, start date 01/14/2019, 1 hr/mo, 0 hrs/mo trading. 125 CHESTNUT STREET PROPERTY LLC, 125 CHESTNUT STREET, JEFFERSONVILLE, IN 47130, PURCHASE, RENOVATION AND RENTAL OF PROPERTY,DEPOSTING RENTAL CHECKS, PAYMENT OF EXPENSES, PROVIDE INFO TO CPA, START DATE, 07/15/2019, 5-10 MINUTES/MO, 0 HRS/TRADING. Name/Address: 400 PEARL STREET PROPERTY LLC 4025 Woodstone Dr New Albany IN 47119 Start Date: 6/1/21 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: 117 SPRING STREET PROPERTY LLC 4025 Woodstone Dr New Albany IN 47119 Start Date: 6/1/21 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: The Culbertson Home for Old Ladies 4025 Woodstone Dr New Albany IN 47150 Start Date: 6/2/16 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Board President with check signing authority Investment Related Name/Address: Rental Property 134 Spring Street Jeffersonville IN 47130 Start Date: 8/1/20 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Rental Property Owner Non Investment Related Name/Address: Rental Property 115 E Market St New Albany IN 47150 Start Date: 1/3/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: Rental Property 527 Pearl Street New Albany IN 47150 Start Date: 5/28/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Rental Property Owner Non Investment Related Name/Address: Rental Property 325 E Market Street LLC 325 Market Street New Albany IN 47119 Start Date: 5/28/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Rental Property Owner Non Investment Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-02-05
  • S63 Uniform Securities Agent State Law Examination
    1985-02-05
Other Names
  • Donna Knable Resch
  • Donna Louise Knable

View on SEC IAPD

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