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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-04-14 |
| FL | RA | APPROVED | 2024-08-13 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Louisville | KY | 03/1989 | Present |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
1)138 E SPRING ST LLC, NON-INVEST RELATED, MEMBER OF LLC THAT OWNS RENTAL PPTY, 1/2010, 10 MINUTES/MONTH AND 0 HRS DURING TRADING, DUTIES INCLUDE DEPOSIT RENTAL INCOME, PAY BILLS, AND PROVIDE INFO TO CPA. 2)415 BANK ST LLC, NON-INVEST RELATED, MEMBER OF LLC THAT OWNS RENTAL PPTY, 1/2008, 10 MINUTES/MONTH AND 0 HRS DURING TRADING, DUTIES INCLUDE DEPOSIT RENTAL INCOME, PAY BILLS, AND PROVIDE INFO TO CPA. 3)132 & 134 MARKET ST LLC, NON-INVEST RELATED, MEMBER OF LLC THAT OWNS RENTAL PPTY, 1/2008, 10 MINUTES/MONTH AND 0 HRS DURING TRADING, DUTIES INCLUDE DEPOSIT RENTAL INCOME, PAY BILLS, AND PROVIDE INFO TO CPA. 4)44 WEST 5TH ST LLC, NON-INVEST RELATED, MEMBER OF LLC THAT OWNS RENTAL PPTY, 1/2010, 10 MINUTES/MONTH AND 0 HRS DURING TRADING, DUTIES INCLUDE DEPOSIT RENTAL INCOME, PAY BILLS, AND PROVIDE INFO TO CPA. 6)234 PEARL ST LLC, LLC THAT OWNS PROPERTY, COLLECT AND DEPOSIT RENT, PAY BILLS, 1 HR/MO, 0 HRS/MO TRADING HOURS. 7)311 E MAIN ST LLC, LLC OWNS RENTAL PROPERTY, COLLECT RENT AND PAY BILLS, 1 HR/MO, O HRS/MO TRADING HOURS. 8)RESCH MAIN STREET PROPERTIES LLC, MEMBER, COLLECT RENTS AND PAY BILLS, 1 HR/MO, O HRS/MO TRADING HOURS. 9) RESCH PROPERTIES LLC, MEMBER, COLLECT RENTS AND PAY BILLS, 1 HR/MO, O HRS/MO TRADING HOURS. 10) 115 E CHESTNUT STREET PROPERTY LLC, START DATE 12/01/2017, MEMBER OF LLC, OWNS AND LEASES RENTAL PROPERTY, DEPOSIT RENTAL CHECKS, PAY BILLS, PROVIDE CPA INFO, 1 HR/MO, O HRS/MO TRADING. 11) 324 EAST MAIN STREET LLC, START DATE 01/01/2016, MEMBER OF LLC THAT OWNS RENTAL PROPERTY, 1 HR/MO, 0 HRS/MO TRADING. 114 E Market Street, Member of LLC set up to purchase rental property, collect rent and deposit checks, start date 01/24/2017, 1 hr/mo, 0 hrs/mo trading. 123 E Market Street, Member of LLC set up to purchase rental property, collect rent adn deposit checks, start date 01/14/2019, 1 hr/mo, 0 hrs/mo trading. 125 CHESTNUT STREET PROPERTY LLC, 125 CHESTNUT STREET, JEFFERSONVILLE, IN 47130, PURCHASE, RENOVATION AND RENTAL OF PROPERTY,DEPOSTING RENTAL CHECKS, PAYMENT OF EXPENSES, PROVIDE INFO TO CPA, START DATE, 07/15/2019, 5-10 MINUTES/MO, 0 HRS/TRADING. Name/Address: 400 PEARL STREET PROPERTY LLC 4025 Woodstone Dr New Albany IN 47119 Start Date: 6/1/21 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: 117 SPRING STREET PROPERTY LLC 4025 Woodstone Dr New Albany IN 47119 Start Date: 6/1/21 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: The Culbertson Home for Old Ladies 4025 Woodstone Dr New Albany IN 47150 Start Date: 6/2/16 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Board President with check signing authority Investment Related Name/Address: Rental Property 134 Spring Street Jeffersonville IN 47130 Start Date: 8/1/20 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Rental Property Owner Non Investment Related Name/Address: Rental Property 115 E Market St New Albany IN 47150 Start Date: 1/3/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: Rental Property 527 Pearl Street New Albany IN 47150 Start Date: 5/28/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Rental Property Owner Non Investment Related Name/Address: Rental Property 325 E Market Street LLC 325 Market Street New Albany IN 47119 Start Date: 5/28/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Rental Property Owner Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-02-05 |
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