Robert Wayne Huntley

Current Employers

Employment History

• 03/1999 → Present
  Lpl Financial, Llc
  Houston, TX
• 07/2016 → Present
  Cwm, Llc
  Omaha, TX
• 01/2017 → Present
  Cetera Advisor Networks, Llc
  El Segundo, CA

Previous Registrations

• 1999-03-10 → 2016-12-23
  Lpl Financial Llc
  Georgetown, TX
  Houston, TX
  Houston, TX
  Georgetown, TX
  Houston, TX

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2016 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES 3. NAME OF OTHER BUSINESS: WISE COUNSEL WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 7/2016 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR/OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OVERSEE OPERATIONS OF THE FIRM AND ACT AS A WEALTH ADVISOR TO CLIENTS. 4. NAME OF OTHER BUSINESS: AUTHOR INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: AUTHOR/WRITER/PUBLISHER START DATE: 3/2005 POSITION/TITLE/RELATIONSHIP: AUTHOR/WRITER/PUBLISHER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: AUTHOR OF BOOK "RETIRE IS A VERB." 5. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 1204 LEGACY CROSSING, GEORGETOWN, TX 78628 NATURE OF BUSINESS: ESTATE START DATE: 11/2018 POSITION/TITLE/RELATIONSHIP: EXECUTOR APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: COURT APPOINTED ADMINISTRATOR OF UNCLE'S ESTATE.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-02-08

Designations

Other Names

• Bob Huntley
• Bobby Huntley