Judith Ann Bovitz

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27
SC	RA	APPROVED	2014-06-09

NY RA
APPROVED

Since 2021-07-27
SC RA
APPROVED

Since 2014-06-09

Branch Locations

Aiken, SC • United States

37 Henry St Ste 201, Saratoga Springs, NY 12866 • United States

Wilmington, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Albany	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Albany	NY	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Albany, NY
11/2016 → Present

Wells Fargo Clearing Services, Llc

Albany, NY

Other Businesses

RENTAL PROPERTY, INV. RELATED, WILMINGTON, NY, 100% OWNED BY SPOUSE, START: 10/21/2019, 1 HR/MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; AIKEN,SC; 100% OWNERSHIP; START DATE 01/01/2022; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; OWNER. 50 SHADES OF HAY; INV RELATED; AIKEN, SC; 100% OWNERSHIP; START 06/24/2024; 4 HOURS PER MONTH; 0 HOURS DURING TRADING; HORSE BOARDING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-03-06
S63	Uniform Securities Agent State Law Examination	1985-05-04

S65 Uniform Investment Adviser Law Examination

1993-03-06
S63 Uniform Securities Agent State Law Examination

1985-05-04

View on SEC IAPD