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James Gilbert Hansen

Osaic Wealth, Inc.

Lake Forest Park, WA

CRD 1332863

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-22
TX RA APPROVED_RES 2024-06-14
WA RA APPROVED 2024-06-14
  • FL RA
    APPROVED
    Since 2025-08-22
  • TX RA
    APPROVED_RES
    Since 2024-06-14
  • WA RA
    APPROVED
    Since 2024-06-14

Branch Locations

Lake Forest Park, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Travelers Ins. Co. Seattle WA 06/1984 Present
Kms Financial Services, Inc. Seattle WA 04/1987 11/2020
Securities America, Inc. Lake Forest Park WA 11/2020 06/2024
Securities America Advisors, Inc. Lake Forest Park WA 11/2020 06/2024
Osaic Wealth, Inc. Lake Forest Park WA 06/2024 Present
  • 06/1984 → Present
    Travelers Ins. Co.
    Seattle, WA
  • 04/1987 → 11/2020
    Kms Financial Services, Inc.
    Seattle, WA
  • 11/2020 → 06/2024
    Securities America, Inc.
    Lake Forest Park, WA
  • 11/2020 → 06/2024
    Securities America Advisors, Inc.
    Lake Forest Park, WA
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Lake Forest Park, WA
Previous Registrations
  • 2020-11-06 → 2024-06-14
    Securities America Advisors, Inc.
    Lake Forest Park, WA
  • 1990-03-27 → 2020-11-06
    Kms Financial Services, Inc.
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-04
S63 Uniform Securities Agent State Law Examination 1985-05-09
  • S66 Uniform Combined State Law Examination
    2014-09-04
  • S63 Uniform Securities Agent State Law Examination
    1985-05-09

View on SEC IAPD

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