Stephen Robert Wierhake

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-24
FL	RA	APPROVED	2023-04-11

TX RA
APPROVED

Since 2026-03-24
FL RA
APPROVED

Since 2023-04-11

Branch Locations

Punta Gorda, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Summit Brokerage Services Inc	Port Charlotte	FL	04/2009	09/2019
Summit Financial Group Inc	Punta Gorda	FL	04/2009	05/2021
Cetera Wealth Services, Llc	El Segundo	CA	09/2019	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2023	Present

04/2009 → 09/2019

Summit Brokerage Services Inc

Port Charlotte, FL
04/2009 → 05/2021

Summit Financial Group Inc

Punta Gorda, FL
09/2019 → Present

Cetera Wealth Services, Llc

El Segundo, CA
03/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2009-07-30 → 2021-05-20

Summit Financial Group Inc

Port Charlotte, FL
2001-10-05 → 2009-04-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Punta Gorda, FL

Punta Gorda, FL

Other Businesses

(1) - - STEPHEN WIERHAKE; SINCE 04/01/2015; 27375 Tierra Del Fuego Circle, PUNTA GORDA, FL, 33983; ARTIST; not investment related; I am an artist (hobby) focusing primarily on drawing and pastel painting; 10 HOURS SPENT ON ACTIVITY PER MONTH; 0 DURING TRADING HOURS (2) NAME OF OTHER BUSINESS: PORT CHARLOTTE SUNRISE KIWANIS CLUB; INVESTMENT RELATED: NO; ADDRESS: 1489 MARKET CIRCLE UNIT 308 PORT CHARLOTTE, FL 33953; NATURE OF BUSINESS: NON PROFIT; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS, DISCUSS MATTERS PERTAINING TO THE CLUB, COMMUNITY SERVICE PROJECTS, FUNDRAISING EFFORTS TO SUPPORT THOSE PROJECTS, VOTE TO APPROVE OR DECLINE REQUESTS MADE TO THE CLUB.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-05-17
S63	Uniform Securities Agent State Law Examination	1997-04-23

S65 Uniform Investment Adviser Law Examination

2001-05-17
S63 Uniform Securities Agent State Law Examination

1997-04-23

Designations

Certified Financial Planner

Other Names

Stephen Robert Wierhake
Steve Wierhake
Stephen R Wierhake

View on SEC IAPD