Charles Robert Kelly

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → 02/2018
  Cetera Advisors Llc
  Denver, CO
• 02/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-10-03 → 2018-02-26
  Cetera Advisors Llc
  Barrington, RI
• 2012-08-21 → 2016-10-03
  Investors Capital Corp.
  Barrington, RI
  Lynnfield, MA
  Lynnfield, MA
• 2006-01-05 → 2012-08-24
  Osaic Services, Inc.
  Johnston, RI
  Barrington, RI
• 2003-01-27 → 2005-11-16
  Mutual Service Corporation
  Barrington, RI
• 2002-01-31 → 2002-12-18
  Eastern Point Advisors Inc.
  Barrington, RI

Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-02
• S63 Uniform Securities Agent State Law Examination
  1985-03-04

Designations

• Chartered Financial Consultant

Other Names

• Bob Kelly
• Robert Kelly