David Michael Maley

Current Employers

1102 Partners, Llc

Chicago, IL • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-01-03
IL	RA	APPROVED	2021-04-29

CA RA
APPROVED

Since 2023-01-03
IL RA
APPROVED

Since 2021-04-29

Branch Locations

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
1102 Partners, Llc	Chicago	IL	04/2021	Present
Ariel Investments, Llc	Chicago	IL	04/2009	07/2021

04/2021 → Present

1102 Partners, Llc

Chicago, IL
04/2009 → 07/2021

Ariel Investments, Llc

Chicago, IL

Other Businesses

1. Board Member; Joseph Maley Foundation; 7128 Lakeview Parkway West Drive, Indianapolis, IN 46268; No compensation; Non-investment related; 1 hour spent per month 2. Investment and Finance Committee Member; Thresholds; 4101 North Ravenswood Avenue, Chicago, IL 60613; No compensation; Investment related; 1-3 hours spent per month 3. ClearSign Technologies Corporation (CLIR); Not-Investment related; 8023 E 63rd Pl., Suite 101, Tulsa, OK. 74133; ClearSign is a publicly traded company which provides energy efficient solutions; Board Member; 04/22/2024; 15 hr/month; Consult with Audit Committee Board members quarterly or more

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-02-20
S63	Uniform Securities Agent State Law Examination	1985-02-08

S65 Uniform Investment Adviser Law Examination

2021-02-20
S63 Uniform Securities Agent State Law Examination

1985-02-08

Designations

View on SEC IAPD