Reza Zafari

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 06/2011 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT NAME: LAS BRISAS PM LLC INVESTMENT RELATED: NO ADDRESS: CALABASAS, CALIFORNIA 91302 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: LIMITED PARTNER START DATE: 2/11/2014 NUMBER OF HOURS DEVOTED: 0 ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: VACATION HOME I*69773 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT NAME: SIERRA LAKES CENTERINVESTMENT RELATED: NO ADDRESS: FONTANA CA 92336NATURE OF BUSINESS: LLCPOSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 2/14/2014 NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTOR I*18515 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT NAME:: WEALTH ADVISORY E.A.INVESTMENT RELATED: NO ADDRESS: LOS ANGELES, CALIFORNIA 90067NATURE OF BUSINESS: GENERAL PARTNERSHIP,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: NUMBER OF HOURS DEVOTED: 10 HOURS MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES:GENERAL PARTNER *18516FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: WEALTH ADVISORY SERVICES PARTNERSHIP IINVESTMENT RELATED: YADDRESS OF BUSINESS:LOS ANGELES, CALIFORNIA 90067NATURE OF BUSINESS: GENERAL PARTNERSHIP,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 11/1/1999NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: ACCOUNT TO DO PRIVATE INVESTMENTS FOR THE PARTNERS ON THE FA TEAM. I*116415For profit or not for profit: For-Profit Organization Name of outside business organization: LLC Investment related: Yes Address of business: Newport Coast, California 92657Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 8/1/2018Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0Duties: Passive investor in a real estate project. I*10566For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Newport Coast, California 92657Nature of business: ,Position, title, association: , Start date of relationship: 1/15/2021Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0. I*2026500, Entity Type, Entity for Profit, Name of OBA: NSFF Partnership, Address: Laguna Hills, CA, 92653, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 01/20/2024, No Hours: 1hr/Mo, No Hours during trading: 0 Duties: I own a property via an LLC called NSHE CA Panthers LLC. NSHE CA Panthers is a partner in NSFF partnership). I will have no responsibilities. i am just an investor. My wife's uncle manages the property. I*: 446101 Entity Type: For Profit Name of OBA: NSHE CA Panthers LLC Address: Encino, CA Investment Related: No Position, Title, Association: General Partner/Managing Member, Owner Employee Start Date: 5/5/2016 Number of Hours: 2 hrs annually Number of Hours during trading: 0 Duties: Investment in shopping centers. Managing member of the LLC I*3095291 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Newport, California, 92657 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 03/28/2018 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-owner rental property

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-07-25
• S63 Uniform Securities Agent State Law Examination
  1985-04-09