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Dorothy E Eger

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA

Miami, FL

Pembroke Pines, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2019-08-21
NC RA APPROVED 2019-08-13
TX RA APPROVED 2013-01-24
VI RA APPROVED 2012-12-18
GA RA APPROVED 2012-03-30
FL RA APPROVED 2011-09-22
  • SC RA
    APPROVED
    Since 2019-08-21
  • NC RA
    APPROVED
    Since 2019-08-13
  • TX RA
    APPROVED
    Since 2013-01-24
  • VI RA
    APPROVED
    Since 2012-12-18
  • GA RA
    APPROVED
    Since 2012-03-30
  • FL RA
    APPROVED
    Since 2011-09-22

Branch Locations

520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States

200 S Biscayne Blvd Pbig - Florida Pwm, Miami, FL 33131 • United States

Pembroke Pines, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 08/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-08
  • S66 Uniform Combined State Law Examination
    2011-08-08
Other Names
  • Dorothy Elizabeth Eger
  • Dorothy Eger Hosmun
  • Dottie Hosmun
  • Dorothy E Hosmun

View on SEC IAPD

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