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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| WV | RA | APPROVED | 1998-01-01 |
| VA | RA | APPROVED | 1995-05-04 |
Branch Locations
189 Dry Hill Road, Beckley, WV 25801 • United States
Daniels, WV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Beckley | WV | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Beckley | WV | 03/2020 | Present |
Real Estate Ownership; Lot/Land; Lot 15 BLK 5, Falcons March, Daniels, WV, 25832; Not Investment-Related; 07/01/2013. Business Ownership; RJMorton.LLC; Practice Operations Specialist; Operation Company of a legal entity; 102 E Bunting Ln, , Beckley, WV, 25801; Not Investment-Related; 09/14/2022; 20 to 39 hours per month; 20 to 39 during trading hours. Board of Directors; St Francis DeSales Church Finance Committee; Member; 903 S Oakwood Str Beckley WV 25801, ,; Not Investment-Related; 06/01/2017; 1 to 9 hours per month; 0 during trading hours / Dogwood Court Condominium Association; Board Member; 2400 Ritter Drive, , Daniels, WV, 25832; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-09 |
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