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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-07-24 |
| SC | RA | APPROVED | 2006-05-26 |
| NC | RA | APPROVED | 2004-04-12 |
Branch Locations
2990 Bethesda Place Unit 603D, Winston-Salem, NC 27103 • United States
Kernersville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Winston-Salem | NC | 03/2016 | Present |
| Park Avenue Securities Llc | Winston-Salem | NC | 03/2016 | Present |
| Guardian Life Insurance Company | Kernersville | NC | 06/2024 | Present |
| Park Avenue Securities | Kernersville | NC | 06/2024 | Present |
1. Insurance other than Guardian- The sale of group benefits including: group health, group disability, group life, group ad & d, life Start date: 04/27/2007 Address: 110 Oakwood Dr. Suite 480 Winston-Salem, NC 27013 10 bus hrs per month Investment Related 2. Golfbetter2day.com- Informational service for amateur golfers including golf instruction, tournaments and general golf info Start: 01/01/2015 Address:144 Bluff School Rd. Kernersville, NC 27284 Hrs per month - tot/bus: 8/2 Not Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-18 |
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