Catherine Leigh Brown

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2000 → Present
  Cb Wealth Management
  Palm Desert, CA
• 02/2009 → Present
  Independent Financial Group
  San Diego, CA

Previous Registrations

• 2004-08-24 → 2012-04-27
  Cb Wealth Management Group
  Palm Desert, CA
• 2009-01-16 → 2009-02-18
  Woodbury Financial Services, Inc.
  Palm Desert, CA
  San Diego, CA
  Palm Desert, CA
• 1999-07-16 → 2009-01-15
  National Planning Corporation
  Palm Desert, CA

Other Businesses

(1) UNIVERSITY OF NOTRE DAME ALUMNI CLUB PS POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: , Palm Springs CA 92262, United States DESCRIPTION: BOARD MEMBER FOR UNIVERSITY OF NOTRE DAME ALUMNI CLUB PS. (2) REAL ESTATE POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2001 ADDRESS: 44-672 Monterey Ave, Palm Desert CA 92260, United States DESCRIPTION: LANDLORD-PROPERTY MANAGEMENT SERVICES. (3) NOTARY POSITION: Self employed NATURE: Notary INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/12/2016 ADDRESS: 44-672 Monterey Ave, Palm Desert CA 92260, United States DESCRIPTION: NOTARY (4) LPGA GOLF ASSOCIATION OF PALM SPRINGS POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/20/2002 ADDRESS: various golf courses, CA , United States DESCRIPTION: BOARD MEMBER OF EXECUTIVE WOMAN'S GOLF ASSOCIATION OF PALM SPRINGS. (5) PD CHAMBER OF COMMERCE POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2020 ADDRESS: various business sites, CA , United States DESCRIPTION: BOARD MEMBER OF PALM DESSERT CHAMBER OF COMMERCE. (6) SOROPTIMIST INTERNATIONAL OF PALM DESERT POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2020 ADDRESS: N/A, Palm Desert CA , United States DESCRIPTION: BOARD MEMBER OF SOROPTOMIST INTERNATIONAL OF PALM DESERT. (7) CATHY L. BROWN POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2000 ADDRESS: 44-672 Monterey Ave, Palm Desert CA 92260, United States DESCRIPTION: CA INSURANCE AGENT PROVIDING VARIOUS TYPES OF INSURANCE PRODUCTS (8) CB WEALTH MANAGEMENT POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/20/2000 ADDRESS: 44-672 Monterey Ave, Palm Desert CA 92260, United States DESCRIPTION:100% OWNER AND IAR OF DBA CB WEALTH MANAGEMENT PROVIDING INVESTMENT ADVISORY SERVICES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-03
• S63 Uniform Securities Agent State Law Examination
  1991-02-01

Other Names

• Cathy Schumacher
• Catherine Leigh Schumacher
• Cathy Leigh Brown-Wellins
• Cathy Leigh Wellins
• Cathy Leigh Brown
• Cathy Brown-Wellins