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Current Employers
Continental Investors Services, Inc.

1330 Broadway St., Longview, WA 98632 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-07-01
OR RA APPROVED 2023-08-10
NV RA APPROVED 2021-03-25
AZ RA APPROVED 2019-12-13
WA RA APPROVED 2019-02-07
  • MA RA
    APPROVED
    Since 2026-07-01
  • OR RA
    APPROVED
    Since 2023-08-10
  • NV RA
    APPROVED
    Since 2021-03-25
  • AZ RA
    APPROVED
    Since 2019-12-13
  • WA RA
    APPROVED
    Since 2019-02-07

Branch Locations

Renton, WA • United States

1330 Broadway Street P.O. Box 1717, Longview, WA 98632-7552 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sweetwater Investments, Inc. Redmond WA 04/2007 02/2019
Continental Investors Services, Inc. Longview WA 02/2019 Present
Previous Registrations
  • 2007-05-25 → 2019-02-06
    Sweetwater Investments Inc
    Redmond, WA
    Redmond, WA
  • 2004-04-08 → 2007-03-06
    Ra Bench, Inc
    Seattle, WA
  • 2000-02-07 → 2005-01-07
    Financial Resources Group
    Bellevue, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-05-21
S65 Uniform Investment Adviser Law Examination 1999-12-06
  • S63 Uniform Securities Agent State Law Examination
    2019-05-21
  • S65 Uniform Investment Adviser Law Examination
    1999-12-06
Other Names
  • D Kim Miller
  • Kim Miller

View on SEC IAPD

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