Archester L Neil

Employer firm

Calton & Associates, Inc. CRD 20999

$1.58B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 10/2017
  The Prudential Insurance Company Of America
  Jacksonville, FL
• 03/2015 → 10/2017
  Pruco Securities, Llc
  Jacksonville, FL
• 05/2005 → Present
  Neil Agency Inc
  Jacksonville Beach, FL
• 02/2019 → 12/2021
  Sagepoint Financial, Inc.
  Jacksonville, FL
• 04/2022 → Present
  Calton & Associates, Inc.
  Jacksonville, FL

Previous Registrations

• 2019-03-07 → 2021-12-03
  Osaic Services, Inc.
  Jacksonville Beach, FL
  Jacksonville, FL
  Daphne, AL
• 2017-04-28 → 2017-10-17
  Pruco Securities, Llc.
  Jacksonville, FL
  Jacksonville Beach, FL

Other Businesses

1) The Neil Agency, Inc., Is not Investment related, Address: 2320 Third St. S, Suite 4, Jacksonville Beach, FL, 32250. Insurance Agency, Owner/Agent, Started 5/1/2004, 120 hours per month,0 hours per month during trading hours, commission compensation, Agent of record for multiple lines insurance agency. 2) The Neil Advisors, Inc.; Investment related; 2320 Third St S, Ste 4, Jacksonville Beach, FL 32250; Financial Services; Owner/Sole Proprietor; Start date: 10/17/2019; Hours/month: 120; Hours/month during securities trading hours: 120.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-03
• S63 Uniform Securities Agent State Law Examination
  2016-05-12

Other Names

• Archester Lee Neil