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Melissa Ann Klug

Ameriprise Financial Services, LLC

Goodrich, MI

Auburn Hills, MI

CRD 3158455

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-09-18
FL RA APPROVED 2024-07-29
TX RA APPROVED_RES 2023-10-10
  • MI RA
    APPROVED
    Since 2024-09-18
  • FL RA
    APPROVED
    Since 2024-07-29
  • TX RA
    APPROVED_RES
    Since 2023-10-10

Branch Locations

Goodrich, MI • United States

2601 Cambridge Ct Ste 120, Auburn Hills, MI 48326-2577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Lady Lake FL 12/2013 10/2022
Ameriprise Financial Services, Llc Troy MI 10/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-25
S63 Uniform Securities Agent State Law Examination 2000-09-19
  • S66 Uniform Combined State Law Examination
    2024-07-25
  • S63 Uniform Securities Agent State Law Examination
    2000-09-19
Other Names
  • Melissa Ann Shaffer
  • Melissa Ann Howard
  • Melissa A Klug
  • Melissa Ann Sullivan
  • Melissa A Howard
  • Melissa Howard
  • Melissa Klug
  • Melissa A Shaffer
  • Melissa Shaffer
  • Melissa A Sullivan
  • Missy Ann Howard
  • Missy A Howard
  • Missy Ann Klug
  • Missy A Klug
  • Missy Ann Shaffer
  • Missy A Shaffer
  • Missy Shaffer
  • Missy Howard
  • Missy Klug
  • Melissa Sullivan
  • Missy Ann Sullivan
  • Missy A Sullivan
  • Missy Sullivan

View on SEC IAPD

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