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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-08-10 |
| TX | RA | APPROVED_RES | 2022-08-08 |
Branch Locations
15100 Pride Valley Rd, Little Rock, AR 72223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Little Rock | AR | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Little Rock | AR | 11/2016 | 07/2022 |
| Wells Fargo Advisors Financial Network, Llc | Little Rock | AR | 07/2022 | Present |
THE OQUIN GROUP, INC, INVT RELATED, LITTLE ROCK, AR, 60% OWNERSHIP, START DATE 8/5/2022, 10 HRS PER MONTH, 8HRS DURING TRADING, FINET PRACTICE. OQUIN GILBERT, LLC, INVT RELATED, LITTLE ROCK, AR, 50% OWNERSHIP, START DATE 4/18/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, COMMERCIAL OFFICE SPACE FOR FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-23 |
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