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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-30
IN RA APPROVED 2007-09-10
  • TX RA
    APPROVED_RES
    Since 2009-10-30
  • IN RA
    APPROVED
    Since 2007-09-10

Branch Locations

1530 American Way Suite 230, Greenwood, IN 46143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Greenwood IN 05/2007 Present
Other Businesses

01/2004 PLAINFIELD UNITED METHODIST CHURCH FINANCE COMMITTEE - PLAINFIELD, IN; 8 HRS PER MTH, 0 BSNS HRS (2)Name of Business : Indianapolis Symphonic Choir Address: Butler University Offices, Indianapolis, IN Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Director Investment Related: Yes Start Date: 01/19/2015 Hours per month devoted to this business: 3 Hours per month devoted to this business during trading hours: 0 Description of duties: Prepare budgets, executive compensation, determine annual marketing

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-05
S63 Uniform Securities Agent State Law Examination 1984-12-21
  • S65 Uniform Investment Adviser Law Examination
    2007-09-05
  • S63 Uniform Securities Agent State Law Examination
    1984-12-21
Other Names
  • Tim Hansen

View on SEC IAPD

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