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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-04-07 |
| MO | RA | APPROVED | 2003-12-09 |
Branch Locations
4650 S National Ave Ste B1, Springfield, MO 65810-2894 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Springfield | MO | 12/2003 | Present |
1. 5/1/2014 - Community Foundation of the Ozarks - Not Investment Related - Non-Profit Board Member - Time Spent 1% - Member of the Professional Advisors Council. 2. 9/24/2021 - StrongPath Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/23/2021. 3. 10/6/2021 - Springfield Investment Services LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/08/2021 - 0 Hours Per Month. 4. 10/13/2021 - StrongPath Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/21/2021 - 2 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-21 |
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