Thomas William Headlee

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Kennesaw, GA

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Kennesaw, GA
  Rockville, MD
  Rockville, MD
• 2010-08-02 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Rockville, MD
  Kennesaw, GA
• 2008-08-01 → 2010-07-27
  Nationwide Securities, Llc
  Kennesaw, GA
• 2003-04-17 → 2008-08-01
  1717 Capital Management Company
  Suwanee, GA
  Kennesaw, GA

Other Businesses

1. 05/2025- Vision Planning Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2017- 160 Hours Per Month- 160 Hours During Trading 2. 05/2025-Vision Planning Services- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 11/01/2016- 1 Hour Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-26
• S63 Uniform Securities Agent State Law Examination
  1985-03-05

Other Names

• Tom Headlee