Randolph Alan Byrd

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-09-03
OH	RA	APPROVED	2011-08-08

TX RA
APPROVED_RES

Since 2014-09-03
OH RA
APPROVED

Since 2011-08-08

Branch Locations

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Centerville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Centerville	OH	08/2011	Present

08/2011 → Present

Ubs Financial Services Inc.

Centerville, OH

Previous Registrations

2009-06-01 → 2011-08-23

Morgan Stanley

Dayton, OH
1999-12-07 → 2009-06-01

Citigroup Global Markets Inc.

Dayton, OH

Dayton, OH

Other Businesses

1) Randy Byrd's Home United States/ 88 Davis Rd / Centerville/ 45459 / Ohio / United States/ Rental of my home / maintain the property/ Receive compensation:? Yes / Authority to make investment decisions?: Yes / Proprietor owner / Start Date 7/1/2020

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-09-03
S63	Uniform Securities Agent State Law Examination	1985-01-29

S65 Uniform Investment Adviser Law Examination

1992-09-03
S63 Uniform Securities Agent State Law Examination

1985-01-29

Other Names

Randolph Alan Sbyrd

View on SEC IAPD