William Fuentes

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2023-02-03
AZ	RA	APPROVED	2023-01-25
CA	RA	APPROVED	2021-11-10

NV RA
APPROVED

Since 2023-02-03
AZ RA
APPROVED

Since 2023-01-25
CA RA
APPROVED

Since 2021-11-10

Branch Locations

Simi Valley, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Questar Capital	Minneapolis	MN	01/2016	12/2018
Centaurus Financial Inc.	Anaheim	CA	01/2019	Present

01/2016 → 12/2018

Questar Capital

Minneapolis, MN
01/2019 → Present

Centaurus Financial Inc.

Anaheim, CA

Previous Registrations

2006-01-06 → 2009-01-14

Wealthcare Alliance, Inc.

Westlake Village, CA

Other Businesses

William Fuentes, non-investment related, Simi Valley, CA. 93065, owner, since 2/16/2018, devoted time is 10 hours a month, insurance life products, mostly term insurance, review insurance policies and assisting clients with sale of term insurance products and sale of fixed annuities.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-25
S63	Uniform Securities Agent State Law Examination	1997-01-07

S66 Uniform Combined State Law Examination

2005-03-25
S63 Uniform Securities Agent State Law Examination

1997-01-07

Other Names

Wilfredo Fuentes
Bill Fuentes

View on SEC IAPD