Barry Kent Spomer

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-03-20 → 2002-06-14
  Lpl Financial Llc
  Tukwila, WA

Other Businesses

1. NAME OF OTHER BUSINESS: SOUND CAPITAL GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL PLANNING START DATE: 2003 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE, OWNER APX NUMBER OF HOURS PER WEEK: 40 HOURS APX NUMBER OF HOURS DURING TRADING HOURS: N/A BRIEF DESCRIPTION OF DUTIES: N/A; 2. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 8608 185TH PLACE SW, EDMONDS, WA NATURE OF BUSINESS: FAMILY FARM START DATE: 2010 APX NUMBER OF HOURS PER WEEK: 1 NONE HOURS DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: OWNER ; 3. NAME OF OTHER BUSINESS: SPOMER FINANCIAL ; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: BUSINESS REGISTRATION ; POSITION/TITLE/RELATIONSHIP: OWNER ; START DATE: 04/2002 ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: BUSINESS REGISTRATION ; 4. NAME OF OTHER BUSINESS: RISE THERAPEUTIC EQUESTRIAN CENTER; INVESTMENT RELATED: NO; ADDRESS: 23165 BAT CAVE RD, SAN ANTONIO, TX 78266; NATURE OF BUSINESS: BOARD; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: ADVISOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OCCASIONAL REVIEW OF FINANCIAL STATEMENTS PREPARED BY CONTROLLER AND/OR CPA;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-31
• S63 Uniform Securities Agent State Law Examination
  1996-08-08