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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-11 |
Branch Locations
Honeoye Falls, NY • United States
400 Linden Oaks Suite 310, Rochester, NY 14625 • United States
No disclosure categories reported as “Yes” on this SEC record.
Boardwalk Securities Corp; investment related; Wilmington, DE; Trust; board member; start date 9/2/2020; 2 hours per month, 0 during trading hours; holds trust assets
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-12-26 |
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