John Lamar Coleman

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-04-04
GA	RA	APPROVED	2010-07-27
FL	RA	APPROVED	2010-02-24

TX RA
APPROVED

Since 2011-04-04
GA RA
APPROVED

Since 2010-07-27
FL RA
APPROVED

Since 2010-02-24

Branch Locations

Deerfield Commons, Suite 400, Alpharetta, GA 30004 • United States

8000 Avalon Blvd Suite 925, Alpharetta, GA 30009 • United States

Alpharetta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Plam Beach	FL	02/2010	Present

02/2010 → Present

Ubs Financial Services Inc

Plam Beach, FL

Previous Registrations

1995-09-05 → 2010-02-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, GA

Columbus, GA

Jupiter, FL

Palm Beach Gardens, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-07-07
S63	Uniform Securities Agent State Law Examination	1985-01-31

S65 Uniform Investment Adviser Law Examination

1994-07-07
S63 Uniform Securities Agent State Law Examination

1985-01-31

View on SEC IAPD