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Matthew Thorne Newman

Wells Fargo Clearing Services, LLC

Milford, PA

Newton, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-09-12
NJ RA APPROVED 2009-07-31
  • PA RA
    APPROVED
    Since 2016-09-12
  • NJ RA
    APPROVED
    Since 2009-07-31

Branch Locations

104 West High St Ste 1A, Milford, PA 18337 • United States

Newton, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Scranton PA 07/2009 11/2016
Wells Fargo Clearing Services, Llc Scranton PA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2009-07-17
    Morgan Stanley
    Stroudsburg, PA
    Scranton, PA
    Port Jervis, NY
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Stroudsburg, PA
  • 2002-08-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Rockaway, NJ
    Stroudsburg, PA
    Rockaway, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-07-02
  • S63 Uniform Securities Agent State Law Examination
    1984-07-02

View on SEC IAPD

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Other Offices

BIONDO INVESTMENT ADVISORS LLC · MILFORD, PA
CENTAURUS FINANCIAL, INC. · MILFORD, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Milford, PA
PFS INVESTMENTS INC. · MILFORD, PA
LPL FINANCIAL LLC · MILFORD, PA
EDWARD JONES · Port Jervis, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Port Jervis, NY
LPL FINANCIAL LLC · PORT JERVIS, NY

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