Best Investors
Account
Sign in
Best Investors
Account
Sign in
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2016-04-05 |
Branch Locations
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Herbert J. Sims & Co. Inc | Boca Raton | FL | 03/2016 | Present |
| Herbert J. Sims Capital Management | Boca Raton | FL | 03/2016 | Present |
Carlos Alvarado is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Carlos Alvarado began his association with HJSCM in 2016 and devotes approximately 20% of his time to HJSCM and 10% to insurance; however, Carlos Alvarado's primary business is providing brokerage services through the broker-dealer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-20 |
Reach out to this advisor