John Gattulli

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-10

NY RA
APPROVED

Since 2025-07-10

Branch Locations

930 Albany Shaker Rd Ste 108, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	Albany	NY	12/1991	07/2025
Capital Education Network	Albany	NY	09/1995	Present
Lpl Financial Llc	Albany	NY	07/2025	Present

12/1991 → 07/2025

Cadaret, Grant & Co., Inc.

Albany, NY
09/1995 → Present

Capital Education Network

Albany, NY
07/2025 → Present

Lpl Financial Llc

Albany, NY

Previous Registrations

2021-05-04 → 2025-07-10

Cadaret, Grant & Co., Inc.

Albany, NY

Other Businesses

1. 07/10/2025- Capital Education Network- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/04/2021- 3 Hours Per Month- 3 Hours During Trading 2. 07/10/2025-Capital Education Network- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/10/2025- 80 Hours Per Month- 60 Hours During Trading 3. 07/10/2025- Albany Tax Service-Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/02/2018- 10 Hours Per Month- 5 Hours During Trading 4. 07/10/2025-John & Caroline Gattulli- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 01/02/2020- 2 Hours Per Month- 2 Hours During Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-02-27

S63 Uniform Securities Agent State Law Examination

1986-02-27

View on SEC IAPD