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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-11-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Oak Brrok | IL | 01/2010 | 09/2016 |
| Charles Schwab Bank | Oak Brook | IL | 01/2010 | 09/2016 |
| Jpmorgan Securities Llc | St. Charles | IL | 09/2016 | 08/2020 |
| Fidelity Investments | Beavercreek | OH | 08/2020 | 05/2025 |
| Wfgia | Centerville | OH | 10/2025 | Present |
| Transamerica Financial Advisors | Beavercreek | OH | 10/2025 | Present |
| Unemployed | Centerville | OH | 05/2025 | 10/2025 |
| Greene County Ohio Special Olympics | Xenia | OH | 05/2021 | Present |
Sales of Insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). GREENE COUNTY OHIO SPECIAL OLYMPICS POSITION: Greene County Coordinator NATURE: Special Olympics INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/04/2021 ADDRESS: PO BOX 73, XENIA OH 45385, United States DESCRIPTION: Make sure SO for our county is run properly so athletes can participate/compete. Including, securing venue, coaches, medical forms, certification etc. required by SO.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-03 |
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