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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2014-10-02 |
Branch Locations
301 Yamato Road Suite 3160, Boca Raton, FL 33431 • United States
Boynton Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Advisors Inc. | Boca Raton | FL | 10/2014 | Present |
| Raymond James Financial Services, Inc. | Boca Raton | FL | 09/2014 | Present |
(1) Name of Business: Arthur Rottenstein LLC Address: 301 E Yamato Rd Ste 3160, Boca Raton, FL, 33431, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/22/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: advise clients (2) Name of Business: Boca Raton Financial Planners Address: 301 Yamato Road, Boca Raton, FL, 33431, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/13/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Non website address only (3) Name of Business: Mango Wealth, LLC Address: 301 E Yamato Rd Ste 3160, Boca Raton, FL, 33431, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/24/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: manager of LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-27 |
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