Best Investors Account Sign in

Stephen John Gerek

Alight Financial Advisors, LLC

Charlotte, NC

Ponte Vedra Beach, FL

Claim This Profile
Current Employers
Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-28
NC RA APPROVED 2021-06-11
  • FL RA
    APPROVED
    Since 2025-02-28
  • NC RA
    APPROVED
    Since 2021-06-11

Branch Locations

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Ponte Vedra Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Investment Services, Inc. Orlando FL 09/2015 02/2021
Suntrust Advisory Services Atlanta GA 08/2016 02/2021
Alight Solutions Lincolnshire IL 05/2021 Present
Alight Financial Solution Charlotte NC 05/2021 Present
  • 09/2015 → 02/2021
    Suntrust Investment Investment Services, Inc.
    Orlando, FL
  • 08/2016 → 02/2021
    Suntrust Advisory Services
    Atlanta, GA
  • 05/2021 → Present
    Alight Solutions
    Lincolnshire, IL
  • 05/2021 → Present
    Alight Financial Solution
    Charlotte, NC
Previous Registrations
  • 2016-08-19 → 2021-02-22
    Truist Advisory Services, Inc.
    Ponte Vedra Beach, FL
  • 2015-11-12 → 2016-12-31
    Truist Investment Services, Inc.
    Ponte Vedra Beach, FL
    Orlando, FL
  • 2014-11-06 → 2015-04-13
    Cuso Financial Services, L.P.
    Jacksonville, FL
  • 2012-02-24 → 2013-04-08
    Strategic Advisers Llc
    Jacksonville, FL
  • 2009-10-28 → 2010-12-31
    Merrimac Corporate Securities, Inc.
    Altamonte Springs, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-02
S63 Uniform Securities Agent State Law Examination 1984-12-20
  • S66 Uniform Combined State Law Examination
    2009-10-02
  • S63 Uniform Securities Agent State Law Examination
    1984-12-20
Other Names
  • Steve Gerek

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor