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John Romano

Cfm Advisors Inc

Hauppauge, NY

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Current Employers
Cfm Advisors Inc

1373 Veterans Highway Suite 10, Hauppauge, NY 11788 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-25
  • NY RA
    APPROVED
    Since 2021-05-25

Branch Locations

1373 Veterans Highway Suite 10, Hauppauge, NY 11788 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cfm Advisors, Inc. Hauppauge NY 04/2006 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-01-31
  • S63 Uniform Securities Agent State Law Examination
    1985-01-31

View on SEC IAPD

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