John Romano

Employer firm

Cfm Advisors Inc CRD 111581

$203M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Cfm Advisors Inc

1373 Veterans Highway Suite 10, Hauppauge, NY 11788 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-25

NY RA
APPROVED

Since 2021-05-25

Branch Locations

1373 Veterans Highway Suite 10, Hauppauge, NY 11788 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial Yes
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cfm Advisors, Inc.	Hauppauge	NY	04/2006	Present

04/2006 → Present

Cfm Advisors, Inc.

Hauppauge, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-01-31

S63 Uniform Securities Agent State Law Examination

1985-01-31

View on SEC IAPD

Employer firm

Current Employers

Cfm Advisors Inc

Disclosures

Employment History

Exams

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