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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-13 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2009-03-02 |
Branch Locations
One Jericho Plaza Suit 205, Jericho, NY 11753 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Jericho | NY | 07/2015 | Present |
Grenville Baker Boys and Girls Club / Forest Avenue locust valley,new york 11560 / Other/ Charities, Cultural, Educational & Political Organisations / To encourage the youth of our community to become all they can be / Member of Board of Directors / / we meet approx 10 times a year to conduct business matters affecting our club which has 1100 members / Start Date 01/01/2008/ Boys and Girls Club of America /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-31 |
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