Roosevelt Emanual Grayson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → Present
  Lpl Financial Llc
  Farmington Hills, MI

Previous Registrations

• 2012-10-01 → 2015-01-05
  J.P. Morgan Securities Llc
  Detroit, MI
  Detroit, MI
  Detroit, MI
  Warren, MI
  Detroit, MI
  Detroit, MI
• 2009-08-28 → 2012-10-01
  Chase Investment Services Corp.
  Detroit, MI
  Detroit, MI
  Detroit, MI
  Detroit, MI
  Detroit, MI
  Detroit, MI
  Detroit, MI
  Harper Woods, MI
  Detroit, MI
  Detroit, MI
  Detroit, MI
  Detroit, MI
  Detroit, MI
  Detroit, MI
  Detroit, MI
  Detroit, MI
  Detroit, MI

Other Businesses

1. 12/18/2014: GRAYSON ADVISORY GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 31700 MIDDLEBELT RD. SUITE 145, ARMINGTON HILLS, MI 48334 - START 12/18/2014 - 40 HR/MO ALL DURING SECS TRDG HRS 2. 11/13/2019 - Brighthouse Natiowide Senior life - Investment related - 4330 Audubon rd - Non-Variable Insurance - start date:11/30/2019 - 4 hrs/mo - 2 hrs during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-02-07
• S63 Uniform Securities Agent State Law Examination
  1985-04-24

Other Names

• R G Grayson
• Rosevelt Emanual Grayson