Kenneth Eldon Thompson

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-02-22
TX	RA	APPROVED_RES	2018-10-26
MI	RA	APPROVED	2010-04-16

FL RA
APPROVED

Since 2022-02-22
TX RA
APPROVED_RES

Since 2018-10-26
MI RA
APPROVED

Since 2010-04-16

Branch Locations

8285 South Saginaw Street Suite 9, Grand Blanc, MI 48439 • United States

Ft. Myers, FL • United States

Fenton, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc.	Grand Blanc	MI	05/2005	Present
Raymond James Finanicial Services Advisors, Inc.	Grand Blanc	MI	04/2010	Present
Co-Trustee For Joanne Thompson	Grand Blance	MI	10/2016	Present

05/2005 → Present

Raymond James Financial Services, Inc.

Grand Blanc, MI
04/2010 → Present

Raymond James Finanicial Services Advisors, Inc.

Grand Blanc, MI
10/2016 → Present

Co-Trustee For Joanne Thompson

Grand Blance, MI

Other Businesses

(1)Name of Business: Godlesky; Thompson Ken & Joanne Address: Activity Type: Loans - Personal to and from individuals Position/Title: Lender Investment Related: No Start Date: 11/21/2024 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: lending Nick Godlesky $570,000 to buy a house at 5% interest. He will be paying back a large amount of it when they sell their old house in a few months. Then when interest rates drop down below 5% eventually he will refinance with a traditional lender.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-03-04
S63	Uniform Securities Agent State Law Examination	1985-02-21

S65 Uniform Investment Adviser Law Examination

2010-03-04
S63 Uniform Securities Agent State Law Examination

1985-02-21

View on SEC IAPD