Best Investors Account Sign in

Robby Ray Rogers

Ubs Financial Services Inc.

Weatherford, TX

Andrews, TX

Weatherford, TX

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-03-22
  • TX RA
    APPROVED
    Since 2006-03-22

Branch Locations

Weatherford, TX • United States

401 Southwest First Street, Andrews, TX 79714 • United States

Weatherford, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Andrews TX 11/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-21
S63 Uniform Securities Agent State Law Examination 1985-01-18
  • S66 Uniform Combined State Law Examination
    2006-03-21
  • S63 Uniform Securities Agent State Law Examination
    1985-01-18

View on SEC IAPD

More in Weatherford, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor