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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-10-13
SC RA APPROVED 2010-11-03
  • TX RA
    APPROVED
    Since 2011-10-13
  • SC RA
    APPROVED
    Since 2010-11-03

Branch Locations

400 Merchant St, Hilton Head Island, SC 29926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hilton Head SC 10/2010 11/2016
Wells Fargo Clearing Services, Llc Hilton Head SC 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-12
S63 Uniform Securities Agent State Law Examination 1985-02-01
  • S65 Uniform Investment Adviser Law Examination
    1993-03-12
  • S63 Uniform Securities Agent State Law Examination
    1985-02-01

View on SEC IAPD

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