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5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-01-16 |
| NC | RA | APPROVED | 2023-07-19 |
| NY | RA | APPROVED | 2021-11-30 |
| VA | RA | APPROVED | 2010-11-10 |
Branch Locations
5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mullen Financial Services | Cazenovia | NY | 09/1984 | Present |
| Hazard & Siegel, Inc. | Syracuse | NY | 06/2003 | Present |
| Hazard & Siegel Advisory Services | Dewitt | NY | 10/2009 | Present |
1) SALES AND SERVICE OF FIXED INSURANCE PRODUCTS AS AN INDEPENDENT CONTRACTOR 5793 WIDEWATERS PKWY DEWITT NY START DATE 09/1984 NON-INVESTMENT RELATED BUSINESS. HOURS DURING TRADING HOURS - 1-5 PER MONTH. 2) SOLICITOR AND IAR FOR HAZARD & SIEGEL ADVISORY SERVICES LLC 5793 WIDEWATERS PARKWAY DEWITT NY, START DATE 06/2003 REFER CLIENTS ACCOUNTS TO MONEY MANAGER REGISTERED INVESTMENT ADVISORS. INVESTMENT RELATED BUSINESS. 2-20 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-21 |
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