William Albert Mack

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-23

NY RA
APPROVED

Since 2021-06-23

Branch Locations

Schenectady, NY • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisc Of America	Schenectady	NY	05/1986	Present
Planmember Securities Corporation	Carpinteria	CA	05/2008	Present
Lifeplan Wealth Management Group	Schenectady	NY	07/2016	12/2018

05/1986 → Present

Fisc Of America

Schenectady, NY
05/2008 → Present

Planmember Securities Corporation

Carpinteria, CA
07/2016 → 12/2018

Lifeplan Wealth Management Group

Schenectady, NY

Other Businesses

1)FINANCIAL INSTITUTIONS SERVICES CORPORATION OF AMERICA (DBA-FISC OF AMERICA);200 Thackeray Ct, SCHENECTADY, NY 12309-5517;INSURANCE MARKETING SERVICES/INSURANCE AGENCY; OWNER/PRESIDENT;START 05/1986:120HRS/MO;IR; 2 HRS/PER DAY/TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-02-02
S63	Uniform Securities Agent State Law Examination	1985-02-05

S65 Uniform Investment Adviser Law Examination

2012-02-02
S63 Uniform Securities Agent State Law Examination

1985-02-05

Designations

Chartered Financial Consultant

Other Names

Bill Mack

View on SEC IAPD