James Christopher Becker

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1984 → 10/2019
  Ubs Financial Services Inc.
  St. Louis, MO
• 10/2019 → Present
  Jpmorgan Chase Bank, N.A.
  Clayton, MO
• 10/2019 → Present
  Jpmorgan Securities, Llc.
  Clayton, MO

Previous Registrations

• 1995-08-01 → 2019-11-06
  Ubs Financial Services Inc.
  St. Louis, MO
  Clayton, MO

Other Businesses

Entity Name: 5330 PERSHING LLC Investment related: Yes Address: 5330 Pershing Ave Unit 302 St. Louis, Mo. 63112 Nature of the other business: RENTAL PROPERTY Position/Title/Relationship: Manger/Owner Start Date: 17-Apr-2017 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: It would only be if there would be a problem at the property that needed immediate attention. So I would say zero unless an emergency situation existed that needed my immediate attention. Briefly describe your duties: MANAGER Effective 10/25/2019 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-05-19
• S63 Uniform Securities Agent State Law Examination
  1984-12-28

Other Names

• Jim Becker