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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Charlotte | NC | 04/2010 | 05/2018 |
| The Prudential Insurance Company Of America | Waxhaw | NC | 05/2018 | Present |
| Pruco Securities Llc | Waxhaw | NC | 05/2018 | 11/2024 |
| Lpl Enterprise, Llc | Charlotte | NC | 11/2024 | Present |
1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-05 |
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