Stephen Marcus Morman

Current Employers

Employment History

• 11/2008 → Present
  Lpl Financial Llc
  Ann Arbor, MI
• 09/2015 → Present
  Provizr
  Ann Arbor, MI
• 10/2016 → Present
  Four Financial Management
  Ann Arbor, MI

Previous Registrations

• 2007-10-26 → 2008-11-25
  Ameriprise Advisor Services, Inc.
  Ann Arbor, MI
  Ann Arbor, MI

Other Businesses

(1) 01/11/2010: Four Financial Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 06/09/2014: MKBF - Business Entity For Tax/Investment Purposes Only - Investment Related - 777 E. Eisenhower Pkwy., Suite 740, Ann Arbor, MI 48108 - Start 11/01/2008 - 0 Hr/Mo (3) 09/03/2015: KBF, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 777 E. Eisenhower Pkwy., Suite 740, Ann Arbor, MI 48108 - Start 09/01/2015 - 10 Hr/Mo; 5 Hour(s) During Securities Trading (4) 09/08/2015: Provizr - DBA for LPL Business (entity for LPL business) - Investment Related - 777 E. Eisenhower Pkwy., Suite 740, Ann Arbor, MI 48108 - Start 09/01/2015 - 10 Hr/Mo; 5 Hour(s) During Securities Trading (5) 10/26/2016: Four Financial Management - Registered Investment Advisor Hybrid - DBA: (HYbrid) Four Financial Management - Investment Related - 777 E. Eisenhower Pkwy., Suite 740, Ann Arbor, MI 48108 - Start 07/14/2016 - 160 Hr/Mo; 160 Hour(s) During Securities Trading - I provide investment advisory services through Four Financial Management, an independent investment advisor firm. I started this business activity on 10/26/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 11/4/2016: Provizr - DBA: (HYBRID) Provizr - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/14/2016 - 50 Hours Per Month During Securities Trading - I provide investment advisory services through Provizr, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 50 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2007-10-24
• S65 Uniform Investment Adviser Law Examination
  2001-03-26
• S63 Uniform Securities Agent State Law Examination
  1985-01-11