Lee Ann Quenault

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-10-02
TX	RA	APPROVED_RES	2023-09-26
NJ	RA	APPROVED	2012-05-24

FL RA
APPROVED

Since 2024-10-02
TX RA
APPROVED_RES

Since 2023-09-26
NJ RA
APPROVED

Since 2012-05-24

Branch Locations

Califon, NJ • United States

184 Liberty Corner Road Suite 101, Warren, NJ 07059 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Florham Park	NJ	05/2012	Present

05/2012 → Present

Ubs Financial Services Inc.

Florham Park, NJ

Previous Registrations

2009-06-01 → 2012-06-04

Morgan Stanley

Morristown, NJ
2002-10-18 → 2009-06-01

Citigroup Global Markets Inc.

Morristown, NJ

Morristown, NJ

Other Businesses

Quenault LLC DBA Cool Paddle Covers / Company / Sales of Custom Platform Tennis and Pickleball Covers / Officer / Oversee design and company sales direction.... this is an online retailer

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-11-26

S63 Uniform Securities Agent State Law Examination

1993-11-26

Other Names

Lee Ann Visser
Lee A Quenault

View on SEC IAPD