David Allen Kroeninger

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1985 → 05/2019
  Various Insurance Carriers For W&R Insurance Agencies
  Menomonee Falls, WI
• 01/2000 → Present
  David Kroeninger
  Menomonee Falls, WI
• 11/1984 → 05/2019
  Waddell & Reed, Inc.
  Sussex, WI
• 05/2019 → Present
  Lpl Financial, Llc
  Menomonee Falls, WI
• 05/2019 → 04/2021
  Independent Advisor Alliance, Llc
  Sussex, WI

Previous Registrations

• 2019-05-21 → 2021-04-22
  Independent Advisor Alliance, Llc
  Sussex, WI
• 1984-12-21 → 2019-05-23
  Waddell & Reed
  Menomonee Falls, WI
  Waukesha, WI
  Menomonee Falls, WI
  Sussex, WI
  Hamden, CT

Other Businesses

1)5/21/19- Tax Prep/Accounting/CPA- Inv. Related- Menomonee Falls, WI- start date 1/2000- 1% 2)5/21/19- Non-Variable Insurance- Agent for Life & Fixed insurance - Sussex, Wi- start date 5/2019- 25%

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-23
• S63 Uniform Securities Agent State Law Examination
  1984-12-19

Other Names

• Dave Kroeninger