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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-23
MA RA APPROVED 2024-07-30
FL RA APPROVED 2023-07-31
TX RA APPROVED_RES 2023-07-28
NJ RA APPROVED 2018-08-20
CT RA APPROVED 2006-06-27
  • NY RA
    APPROVED
    Since 2024-08-23
  • MA RA
    APPROVED
    Since 2024-07-30
  • FL RA
    APPROVED
    Since 2023-07-31
  • TX RA
    APPROVED_RES
    Since 2023-07-28
  • NJ RA
    APPROVED
    Since 2018-08-20
  • CT RA
    APPROVED
    Since 2006-06-27

Branch Locations

1445 East Putnam Avenue, Old Greenwich, CT 06870 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinnacle Taxx Inc White Plains NY 10/2002 Present
Osaic Wealth Inc White Plains NY 01/2005 Present
  • 10/2002 → Present
    Pinnacle Taxx Inc
    White Plains, NY
  • 01/2005 → Present
    White Plains, NY
Other Businesses

1) PINNACLE TAXX, INC.; NON-INVESTMENT RELATED; 1445 EAST PUTNAM AVE OLD GREENWICH CT 06870; OWNER; STARTED 2002; 75 HRS/MTH; 3 HRS/MTH DURING ST HOURS; TAX PREPARATION - OVERSEES 12 TAX OFFICES. 2) PINNACLE TAXX; INVESTMENT RELATED; 1445 EAST PUTNUM AVE OLD GREENWICH CT 06870; STATUTORY AGENT; STARTED 1984; 12 HRS/MTH; 1 HR/MTH DURING ST HOURS; SALE OF LIFE AND LONG TERM CARE INSURANCE. 3) PINNACLE TAXX; NON-INVESTMENT RELATED; 1445 EAST PUTNAM AVE OLD GREENWICH CT 06870; OWNER; STARTED 2000; 5 HRS/MTH; 1 HR/MTH DURING ST HOURS; ASSIST WITH PRIMARY MORTGAGES, SECOND MORTGAGE/HOME EQUITY LOANS BOTH RESIDENTIAL AND COMMERCIAL. 4) PINNACLE TAXX INC; NON-INVESTMENT RELATED; 1445 EAST PUTNAM AVE OLD GREENWICH CT 06870; OWNER; STARTED 07/01/2011; 0 HRS/MTH; 0 HRS/MTH DURING ST HOURS; OFFICE SPACE USED AS RENT PROPERTY. 5) LONG ISLAND FLIP POSITION: owner/investor NATURE: we are buying houses and auction if necessary fixing them up and selling INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/10/2018 ADDRESS: 1445 e putnam ave, old greenwich CT 06870, United States DESCRIPTION: investor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-22
S66 Uniform Combined State Law Examination 2006-06-22
S63 Uniform Securities Agent State Law Examination 1986-10-01
  • S65 Uniform Investment Adviser Law Examination
    2024-08-22
  • S66 Uniform Combined State Law Examination
    2006-06-22
  • S63 Uniform Securities Agent State Law Examination
    1986-10-01

View on SEC IAPD

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