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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-23 |
| KS | RA | APPROVED | 2018-01-03 |
Branch Locations
Mission Farms 10601 Mission Road 3Rd Flr, Leawood, KS 66206 • United States
1223 North Rock Road Bldg F, Suite 200, Wichita, KS 67206 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | Wichita | KS | 12/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-18 |
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