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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-05 |
| TX | RA | APPROVED | 2021-08-13 |
Branch Locations
6303 Cowboys Way, Frisco, TX 75034 • United States
Bradenton Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Dallas | TX | 11/2014 | 08/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 02/2015 | 08/2021 |
| Stifel, Nicolaus & Company, Incorporated | Frisco | TX | 08/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 08/2021 |
1. Vacation Condo in FL; 5902 Arrowhead Dr, Frisco, TX 75034; Vacation Home; Owner; 02/01/2012; 20 Hours per Year; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-09 |
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