Ward David Goldberg

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 10/2015 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 10/2015 → Present
  Allied Wealth Partners
  Uniondale, NY
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Uniondale, NY
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-05-29 → 2023-08-10
  Securian Financial Services, Inc.
  Uniondale, NY
  St. Paul, MN

Other Businesses

ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 10/01/2015 ADDRESS: , Uniondale NY , United States DESCRIPTION: Agent/Broker

Exams

• S66 Uniform Combined State Law Examination
  2016-03-04
• S63 Uniform Securities Agent State Law Examination
  1985-06-19